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Backflow
The term backflow means any unwanted flow of used or
non-potable water or substance from any domestic, industrial or
institutional piping system into the pure, potable water
distribution system. The direction of flow under these
conditions is in the reverse direction from that intended by the
system and normally assumed by the owner of the system. Backflow
may be caused by numerous specific conditions; but, basically
the reverse pressure gradient may be due to either a loss of
pressure in the supply main called backsiphonage, or by the flow
from a customer's pressurized system through an unprotected
cross-connection, which is called backpressure. Thus the term
backflow covers both a backsiphonage condition and a
backpressure condition. A reversal of flow in a distribution
main--or in the customer's system--can be created by any change
of system pressure wherein the pressure at the supply point
becomes lower than the pressure at the point of use. When this
happens in an unprotected situation the water at the point of
use will be siphoned back into the system; thus, potentially
polluting or contaminating the remainder of the customer's
system. It is also possible that the contaminated or polluted
water could continue to backflow into the public distribution
system. The point at which it is possible for a non-potable
substance to come in contact with the potable drinking water
system is called a cross-connection. To prevent backflow from
occurring at the point of a cross-connection a backflow
prevention assembly must be installed. However, it is important
the backflow prevention assembly match the particular hydraulic
conditions at that location and is suitable to protect against
the degree of hazard present. The particular type of backflow
preventer appropriate for specific needs will be discussed
later. First, it is necessary to understand some basic
hydraulics which govern the principles of backflow and
cross-connection control.
Pressure
Pure water at sea level weighs 62.4 pounds per cubic foot.
Thus, if the base of a cubic foot is divided into 144 one-inch
squares, the weight of the column of water one foot high
covering a square inch area would be 0.433 pounds. Or 0.433
pounds per square inch of pressure exists at the base of this
cubic foot of water. Since, pressure is measured in pounds per
square inch, the area covered at the base of a water column is
not relative to the pressure.

As a rule of thumb, it is said that a column of water one
foot high creates a pressure of approximately 1/2 pound per
square inch, or psi.
Another term used for measuring pressure aside from psi is
inches of mercury, or "Hg. This is because mercury
manometers are often used to measure pressure differentials.
However, mercury weighs 13.5 times the weight of water.
Therefore, one "Hg is approximately 1/2 psi.

Backsiphonage
Technically, if one siphons a fluid out of a container or a
pipeline, one causes that fluid to flow up over the rim of the
container or top of the pipe and then down into a lower
elevation through a piece of tubing or, in this case a piece of
pipe that is part of the distribution system. In the vernacular,
the unwanted fluid is "sucked" into the potable water
line. It is important to understand that it is not necessary for
the system main to be under a true vacuum (i.e., zero psia) for
backsiphonage to occur. All that is required is a negative
difference in pressure and a piece of tubing or pipe that is
completely full of fluid.
One of the causes of backsiphonage is a situation that arises
when a temporary shutdown of a water main--or an in-plant
pipe--becomes necessary for repairs. If the repair is at some
point other than that of the highest point in the system, then
there will be a potential for a reverse flow if one of the lower
points of service is opened while the main valve is closed.
Under this condition the water in the internal piping system
will drain to the open valve or point of water use, siphoning
anything it may be in contact with at the time.
Backpressure
Due to the length of a main distribution pipe, the several
pipe fittings and the normal elevation of the service above the
distribution main, the pressure gradient within a service
decreases as the point of discharge becomes further and further
from the main. Consequently, in many processing plants or
high-rise buildings there is need to use a booster pump; or, in
many instances, a recirculating pump. The use of an in-plant
pump can easily increase the in-plant pressure above that of the
supply main. Thus, if there is any pathway whereby this
pressurized industrial water may enter the potable distribution
system, there will be a hazard as the result of this
backpressure.
Types of Cross-Connection
A cross-connection is any actual or potential
connection or structural arrangement between a public or private
potable water system and any other source or system through
which it is possible to introduce into any part of the potable
system any used water, industrial fluids, gas, or substance
other than the intended potable water with which the potable
system is supplied. By-pass arrangements, jumper connections,
removable sections, swivel or change-over arrangements or other
"temporary" arrangements through which backflow could
occur are considered to be cross-connections
General progress in the elimination of cross-connections has
been very slow. It required over a score of years for various
water, health and fire insurance representatives to understand
that no direct connection should be made between the potable
water supply system and polluted auxiliary water supplies. It
was not until the Chicago amoebic dysentery outbreak of 1933
that a general move toward correction of plumbing hazards was
given impetus. And, since that time the recognition of a
backflow prevention program and its value has been very slow,
until about 1970.

There are two basic types of cross-connections: a direct
cross-connection and an indirect cross-connection. The
difference between these two types of cross-connections is very
simple. A direct cross-connection is subject to backpressure (as
shown above); an indirect cross-connection is not subject to
backpressure. An example of a direct cross-connection would be
the make-up water line feeding a recirculating system. An
over-the-rim inlet used to fill an open receiving vessel would
be an example of an indirect cross-connection. Backpressure
could not be introduced into the supply line with this type of
connection.
Degree of Hazard
The type of backflow preventer used to prevent backflow from
occurring at the point of a cross-connection depends on the type
of substance which may flow into the potable water supply. A
pollutant is considered to be any substance which would affect
the colour or odor of the water, but would not pose a health
hazard. This is also considered a non-health hazard. A substance
is considered a health hazard if it causes illness or death if
ingested. This health hazard is called a contaminant.
Sewage and radioactive materials are considered Lethal
Hazards. This is because of the epidemic possibilities
associated with sewage and the tremendous dangers associated
with radioactive material.

Types of Backflow Preventers
There are five distinct types of piping or mechanical
assemblies which are considered to be backflow prevention
assemblies; but, it must be stressed that these are not all
equally acceptable as protection against all types of hazards.
The degree of hazard must be assessed along with they type of
cross-connection present to determine which type of backflow
prevention assembly is most suitable to the situation.

Air Gap
An Air Gap is a physical separation of the supply pipe by at
least two pipe diameters (never less than one inch) vertically
above the overflow rim of the receiving vessel. In this case
line pressure is lost. Therefore, a booster pump is usually
needed downstream, unless the flow of the water by gravity is
sufficient for the water use. With an air gap there is no direct
connection between the supply main and the equipment. An air gap
may be used to protect against a contaminant or a pollutant, and
will protect against both backsiphonage and backpressure. An air
gap is the only acceptable means of protecting against lethal
hazards.

Atmospheric (non-pressure) Type Vacuum Breaker {AVB}
The AVB is always placed downstream from all shut-off valves.
Its air inlet valve closes when the water flows in the normal
direction. But, as water ceases to flow the air inlet valve
opens, thus interrupting the possible backsiphonage effect. If
piping or a hose is attached to this assembly and run to a point
of higher elevation, the backpressure will keep the air inlet
valve closed because of the pressure created by the elevation of
water. Hence, it would not provide the intended protection.
Therefore, this type of assembly must always be installed at
least six (6) inches above all downstream piping and outlets.
Additionally, this assembly may not have shut-off valves or
obstructions downstream. A shut-off valve would keep the
assembly under pressure and allow the air inlet valve (or float
check) to seal against the air inlet port, thus causing the
assembly to act as an elbow, not a backflow preventer. The AVB
may not be under continuous pressure for this same reason. An
AVB must not be used for more than twelve (12) out of any
twenty-four (24) hour period. It may be used to protect against
either a pollutant or a contaminant, but may only be used to
protect against a backsiphonage condition.

Pressure Vacuum Breaker {PVB}
The PVB includes a check valve which is designed to close
with the aid of a spring when flow stops. It also has an air
inlet valve which is designed to open when the internal pressure
is one psi above atmospheric pressure so that no non-potable
liquid may be siphoned back into the potable water system. Being
spring loaded it does not rely upon gravity as does the
atmospheric vacuum breaker. This assembly includes resilient
seated shut-off valves and testcocks. The PVB must be installed
at least twelve (12) inches above all downstream piping and
outlets. The PVB may be used to protect against a pollutant or
contaminant, however, it may only be used to protect against
backsiphonage. It is not acceptable protection against
backpressure.

Double Check Valve Assembly {DC}
The Double Check Valve Assembly consists of two internally
loaded, independently operating check valves together with
tightly closing resilient seated shut-off valves upstream and
downstream of the check valves. Additionally, there are
resilient seated testcocks for testing of the assembly. The DC
may be used to protect against a pollutant only. However, this
assembly is suitable for protection against either backsiphonage
or backpressure.

Reduced Pressure Principle Assembly {RP}
This assembly consists of two internally loaded independently
operating check valves and a mechanically independent,
hydraulically dependent relief valve located between the check
valves. This relief valve is designed to maintain a zone of
reduced pressure between the two check valves at all times. The
RP also contains tightly closing, resilient seated shut-off
valves upstream and downstream of the check valves along with
resilient seated testcocks. This assembly is used for the
protection of the potable water supply from either pollutants or
contaminants and may be used to protect against either
backsiphonage or backpressure.

Double Check Detector Assembly {DCDA}
The DCDA is composed of a line-sized double check valve
assembly with a specific bypass meter and meter-sized double
check valve assembly. The meter registers accurately for very
low flow rates to detect any unauthorized use of water. This
assembly is used when the protection of a double check valve
assembly is required, yet where the added requirement of
detecting any leakage or unauthorized use of water exists.
Normally these assemblies are reserved for use on fire sprinkler
lines.
Reduced Pressure Principle Detector Assembly {RPDA}
The RPDA is very similar to the double check detector
assembly except that the RPDA is designed for situations
requiring the protection of a reduced pressure principle
assembly and detection of unauthorized use of water or leaks. As
with the DCDA, the bypass meter must register accurately at low
flows. This assembly is normally used on fire lines which may
contain contaminants, such as anti-freeze additives or foamite.

The chart above shows which type of assembly is acceptable
for use under certain hydraulic conditions and degrees of
hazard.
Foundation for Cross-Connection Control and Hydraulic Research
University of Southern California
Kaprielian Hall 200
Los Angeles, CA 90089-2531
(213) 740-2032
FAX: (213) 740-8399
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